Russian Legal History: 19th–20th Centuries

The 19th and 20th centuries witnessed the most dramatic transformations in Russian legal history: the comprehensive codification of Russian law under Mikhail Speransky, the Great Reforms of Alexander II establishing an independent judiciary, the constitutional experiments of the early 20th century, the revolutionary abolition of the entire tsarist legal order and its replacement by Soviet law, and the post-Soviet reconstruction of a law-based state. This period saw Russian law oscillate between Western-inspired models of legality and autocratic or revolutionary alternatives.

Speransky’s Codification: Polnoye Sobraniye Zakonov and Svod Zakonov

Mikhail Mikhailovich Speransky (1772–1839), the greatest Russian legal reformer of the 19th century, undertook the monumental task of systematising all Russian legislation from the Ulozhenie of 1649 to the early 19th century. The result was the Complete Collection of Laws (Polnoye Sobraniye Zakonov, PSZ), published in 1830 in 45 volumes containing 30,920 legislative acts arranged in chronological order. The PSZ included all enactments of the tsars, the Senate, and central administrative bodies, from the Council Code through the most recent decrees.

Following the chronological collection, Speransky produced the Digest of Laws (Svod Zakonov Rossiyskoy Imperii), published in 1833 and effective from 1835, which organised the existing law by subject matter into 15 volumes arranged in eight divisions. The Svod was not a code in the Western European sense — it did not replace existing law but restated it in systematic form — but it provided the first comprehensive subject-matter organisation of Russian law, enabling courts and administrators to identify applicable legal provisions. The Svod was structured according to the tripartite division of Roman law: laws defining the legal status of persons (books 1–3), laws governing property and obligations (books 4–8), and laws of procedure and police administration (books 9–15).

The Svod Zakonov codified the law of the Russian Empire’s estates (sosloviya): the nobility, clergy, urban estates (honorary citizens, merchants, townspeople), rural inhabitants (state peasants, serfs, Cossacks), and non-Russian peoples (inorodtsy). Each estate had a distinct legal status defined by specific rights, obligations, and jurisdictional rules. The Svod also contained the Fundamental Laws of the Empire (Osnovnyye Zakony), which defined the nature of the tsar’s power as “autocratic and unlimited” (samoderzhavny i neogranichenny). Article 1 of the Fundamental Laws declared: “The Emperor of All Russia is an autocratic and unlimited monarch. God Himself commands that His supreme power be obeyed out of conscience as well as fear.”

The Great Reforms of Alexander II

Tsar Alexander II (r. 1855–1881) enacted the most comprehensive programme of legal and social reform in Russian imperial history. The Emancipation Statute of 19 February 1861 abolished serfdom, freeing approximately 23 million privately owned serfs (pomeshchichyi krestyane) and granting them personal legal capacity: the right to own property, to engage in trade and commerce, to marry without lordly permission, and to sue and be sued in their own name. The Emancipation was not unconditional: former serfs received land allotments but were required to pay redemption payments (vykupnyye platezhi) to the state over 49 years, and they remained subject to the communal governance of the village commune (mir or obshchina), which held the land collectively and exercised administrative and fiscal authority over its members.

The Judicial Reform of 1864 was the most transformative of the Great Reforms and is widely regarded as the most important judicial reform in Russian history before the post-Soviet period. The Judicial Statutes (Sudebnyye Ustavy) of 20 November 1864 established a completely new court system based on Western European models, incorporating principles that had no precedent in Russian legal history: the separation of judicial power from administrative and legislative power; judicial independence with irremovable judges appointed for life; public trials with oral proceedings; the adversarial principle (sostyzatelnoye nachalo); the jury trial for serious criminal offences; the institution of the bar (advokatura) with licensed attorneys (prisyazhnyye poverennyye); and the justices of the peace (mirovyye sudi) for minor civil and criminal matters.

The reform created a three-tier court system: the justices of the peace for minor cases, the district courts (okruzhnyye sudy) as courts of general jurisdiction with jury trials for serious criminal cases, and the judicial chambers (sudebnyye palaty) as appellate courts. The Governing Senate’s Cassation Departments (Kassatsionnyye Departamenty Pravitelstvuyushchego Senata) served as the supreme cassational instance, ensuring uniform interpretation of law across the empire. The reform abolished the old system of secret, written inquisitorial procedure and replaced it with oral, public, adversarial proceedings.

The institution of the jury court (sud prisyazhnykh) represented a radical innovation in Russian legal culture. Juries of 12 randomly selected laypersons determined questions of fact and guilt, while professional judges determined the sentence. The jury acquittal rate was significantly higher than in non-jury trials, particularly for crimes against the person and for offences involving peasants or workers against landlords or employers, which generated considerable conservative opposition. The jury system was restricted in political cases after the 1878 acquittal of Vera Zasulich, who shot the Governor-General of St. Petersburg.

The reform established the legal profession as an autonomous corporate body. The advokatura was organised into regional bar councils (sovety prisyazhnykh poverennykh) with disciplinary authority over their members. The bar included both the elite prisyazhnyye poverennyye (sworn attorneys) who met educational requirements and were admitted to the bar council, and the less prestigious chastnyye poverennyye (private attorneys) who could practise by obtaining certificates from the courts. The reformed bar produced some of imperial Russia’s most distinguished jurists, including Fyodor Plevako, Anatoly Koni, and Vladimir Spasovich.

The zemstvo reform of 1864 introduced local self-government at the provincial and district levels, with elected zemstvo assemblies exercising authority over education, public health, roads, and agricultural improvement. The zemstvos became important centres of liberal legal culture and provided practical experience in representative governance, though their powers were limited and their representation was weighted toward the nobility.

The Stolypin Reforms and Constitutional Experiment

The Revolution of 1905 compelled the autocracy to accept fundamental constitutional changes. The October Manifesto of 17 October 1905, issued by Tsar Nicholas II under pressure from the general strike, promised civil liberties — freedom of conscience, speech, assembly, and association — and the establishment of an elected legislative assembly, the State Duma. The Fundamental Laws of 23 April 1906 established a constitutional monarchy, though the tsar retained substantial executive powers including the sole right to initiate constitutional amendments, the power to dissolve the Duma, the authority to appoint and dismiss ministers, and supreme command of the armed forces. The Duma shared legislative authority with the State Council, half of whose members were appointed by the tsar.

The Fundamental Laws of 1906 declared that “the Russian Empire is governed on the firm foundations of law” (Article 47) and that “no new law may be enacted without the approval of the State Council and the State Duma” (Article 44). Article 87 allowed the government to issue emergency decrees when the Duma was not in session, subject to subsequent Duma approval, a provision that was extensively used by Prime Minister Pyotr Stolypin to enact land reforms without Duma debate.

Pyotr Stolypin’s agrarian reforms (1906–1911) sought to dismantle the village commune (obshchina) and create a class of independent peasant proprietors. The ukaz of 9 November 1906 allowed peasants to withdraw from the commune and claim their land allotment as private property (otrub or khutor). The Stolypin reforms represented a deliberate legal strategy to create a conservative class of propertied peasants loyal to the state. By 1915, approximately 2.5 million peasant households had withdrawn from the commune, about 25% of all peasant households in European Russia. The Land Reform Law of 14 June 1910 and the Land Administration Law of 29 May 1911 further facilitated the transfer of communal land to individual ownership.

The legal system of the constitutional period (1906–1917) operated under the tension between the emergent rule-of-law state and the vestiges of autocracy. The courts established by the 1864 Judicial Reform continued to function with considerable independence, and the Senate’s Criminal Cassation Department developed a substantial jurisprudence protecting procedural rights. However, the government extensively used administrative procedures and the system of “exceptional measures” (usilennaya i chrezvychaynaya okhrana) to bypass ordinary criminal procedure in political cases, including the use of courts-martial with expedited procedures after the 1905 revolution.

The Soviet Period

The Bolshevik Revolution of October 1917 initiated the most radical legal transformation in modern history: the complete abolition of the entire tsarist legal system and its replacement by a new “proletarian” law. The Decree on Courts No. 1 of 22 November 1917 abolished the existing judicial institutions — the Senate, the judicial chambers, the district courts, the justices of the peace, the procuracy, the bar, and the forensic investigation apparatus — and replaced them with local people’s courts elected by soviets, guided by “revolutionary legality” and “revolutionary conscience” rather than formal law. The Decree prohibited the application of tsarist laws “unless they have not been abolished by the revolution and do not contradict the revolutionary conscience and the revolutionary concept of justice.”

The principle of revolutionary legality (revolyutsionnaya zakonnost) rejected the formal legal categories of bourgeois jurisprudence. The People’s Commissar of Justice, P. I. Stuchka, articulated the Marxist theory of law as “the system of social relations corresponding to the interests of the ruling class and protected by the organised force of that class.” Under this conception, law was an instrument of class rule, not an autonomous system of norms. The courts were to apply “revolutionary conscience” and “socialist legal consciousness” rather than formal legal rules.

The New Economic Policy (NEP, 1921–1928) required a return to more formal legal regulation to provide stability for the limited market economy permitted by the NEP. The first Soviet codifications of 1922–1923 — the Civil Code (GK RSFSR), the Criminal Code (UK RSFSR), the Code of Criminal Procedure (UPK RSFSR), the Civil Procedure Code (GPK RSFSR), the Land Code, the Labour Code, and the Family Code — established the legal framework for the NEP. The RSFSR Criminal Code of 1922 introduced the principle of analogy (analogiya zakona), allowing courts to apply criminal law by analogy to acts not specifically prohibited but deemed socially dangerous — a provision that fundamentally undermined the principle of legality (nullum crimen sine lege). Article 6 of the Criminal Code defined a crime as “any socially dangerous act or omission” threatening the Soviet system, a substantive definition that prioritised social protection over formal legal categories.

The Stalin Constitution of 1936 (Konstitutsiya SSSR) formally guaranteed a wide range of civil rights — freedom of speech, press, assembly, association, inviolability of person and home, secrecy of correspondence — and established the universal, equal, and direct suffrage with secret ballot that was presented as evidence of the “victory of socialism.” In practice, the Stalinist terror of 1937–1938 operated through extralegal procedures: the NKVD troikas (three-person administrative tribunals) sentenced hundreds of thousands without trial, defence counsel, or right of appeal, under secret operational orders (prikazy) that had no legal basis in published law.

The post-Stalin period saw a significant recodification of Soviet law. The Fundamentals of Criminal Legislation of the USSR and Union Republics (1958) abolished the principle of analogy and re-established the principle of legality. The 1960 RSFSR Criminal Code, the 1961 Fundamentals of Civil Legislation, the 1964 RSFSR Civil Code, and the 1964 Code of Civil Procedure modernised Soviet law while maintaining its socialist character. The 1977 Constitution of the USSR (the “Brezhnev Constitution”) declared the USSR a “state of the whole people” (obshchenarodnoye gosudarstvo) and expanded the catalogue of social rights.

The perestroika period (1985–1991) under Mikhail Gorbachev initiated fundamental legal reforms aimed at establishing a “socialist rule-of-law state” (sotsialisticheskoye pravovoye gosudarstvo). The Law on the Status of Judges (1989) established judicial independence for the first time in Soviet history. The Law on the Procuracy (1989) redefined the procuracy’s functions. The 1990 Law on Property, the 1990 Law on Enterprises, and the 1991 Fundamentals of Civil Legislation began the transition to a market economy. The Constitutional Supervision Committee (Komitet Konstitutsionnogo Nadzora SSSR), established in 1989, was the first constitutional court in Russian history.

Post-Soviet Legal Reconstruction

The dissolution of the USSR in December 1991 left Russia without a functioning legal system for the transition to democracy and a market economy. The 1993 Constitution of the Russian Federation, adopted by referendum on 12 December 1993 after the constitutional crisis culminating in the shelling of the White House, established Russia as a democratic federal rule-of-law state with a republican form of government. The Constitution declares that the “highest value” is the individual, his rights and freedoms (Article 2), that the state is founded on the principle of separation of powers (Article 10), and that international law and international treaties form part of the Russian legal system (Article 15).

The post-Soviet period witnessed an unprecedented programme of codification. The 1994–2006 Civil Code (Grazhdansky Kodeks) in four parts replaced the Soviet civil codes with a modern codification based on the German Pandectist system. The 1996 Criminal Code abolished the Soviet principle of analogy and established nullum crimen sine lege, nulla poena sine lege (Article 3). The 2001 Code of Criminal Procedure introduced the adversarial principle, the presumption of innocence, jury trial for serious offences, and the exclusion of illegally obtained evidence. The 2002 Code of Civil Procedure, the 2002 Arbitration Procedure Code, the 2001 Code of Administrative Offences, the 1996 Family Code, the 1998 Urban Development Code, and the 2000 Tax Code completed the post-Soviet codification.

The challenge of legal reform in the post-Soviet period has been the gap between formal legal norms and their implementation. Judicial independence guarantees coexist with continuing informal influence, particularly in politically sensitive cases. The rule-of-law principle of the 1993 Constitution coexists with the persistence of legal nihilism, the instrumentalisation of law for political purposes, and the weakness of civil society as a constraint on state power. The period from the 1864 Judicial Reform through the Soviet era to the post-Soviet codification demonstrates both the endurance of the Russian legal reform tradition and the persistent obstacles to the establishment of a stable Rechtsstaat.